Personal Investment Accounts

UPAL offers extremely flexible options for establishing non-retirement investment accounts, also known as brokerage accounts. Investors have access to literally the full array of stocks, bonds, ETFs, and mutual funds that exists within the organized securities exchanges. Like with our retirement account settings, our Investment Advisor Representatives are available to assist clients in selecting individual investments and fashioning portfolios that meet their financial goals and investment horizons. UPAL is always ready to answer your questions and provide the forms necessary to open an account. For more information, contact us at or 918-747-5585.

Notice and Clarification of Investment Risks

DOL Fiduciary Rule Disclosure